RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• R••••• N•••••
- M••••• S•••••• wirehouse currentsince Sep 5, 2024 · Wyomissing, Pa
- W•••• F•••• A••••••• wirehouseNov 21, 2014 to Sep 10, 2024 · Wyomissing, Pa
- M••••• S•••••• wirehouseJul 7, 2011 to Jan 27, 2015 · Wyomissing, Pa
- W•••• F•••• A••••••• wirehouseJun 6, 2008 to Jul 11, 2011 · West Lawn, Pa
- W•••• F•••• A••••••• wirehouseJul 31, 2002 to Jun 5, 2008 · Wyomissing, Pa
- W•••• F•••• A••••••• to M••••• S••••••left Sep 10, 2024, registered Sep 5, 2024 (-5 days) · Wirehouse to wirehouse
- M••••• S•••••• to W•••• F•••• A•••••••left Jan 27, 2015, registered Nov 21, 2014 (-67 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M••••• S••••••left Jul 11, 2011, registered Jul 7, 2011 (-4 days) · Wirehouse to wirehouse
- T••• R••••• N••••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2024-09-05)Sep 10, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address