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advised by QVT FINANCIAL LP
Delaware, United States
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Filed | GAV | Owners | Minimum | Adviser owns | Audited | Name as filed |
|---|---|---|---|---|---|---|
| Aug 22, 2018 | $561M | 50 | $5,000 | 6000.0% | yes | QVT FUND IV LP |
| Mar 29, 2018 | $561M | 50 | $5,000 | 6000.0% | yes | QVT FUND IV LP |
| Mar 31, 2017 | $667M | 50 | $5,000 | 4500.0% | yes | QVT FUND IV LP |
| Mar 30, 2016 | $673M | 50 | $5,000 | 4500.0% | yes | QVT FUND IV LP |
| Feb 25, 2016 | $736M | 50 | $5,000 | 4000.0% | yes | QVT FUND IV LP |
| Sep 22, 2015 | $736M | 50 | $5,000 | 4000.0% | yes | QVT FUND IV LP |
| Mar 31, 2015 | $736M | 50 | $5,000 | 4000.0% | yes | QVT FUND IV LP |
| May 5, 2014 | $984M | 50 | $5,000 | 4000.0% | yes | QVT FUND IV LP |
| Mar 31, 2014 | $984M | 50 | $5,000 | 4000.0% | yes | QVT FUND IV LP |
| Oct 10, 2013 | $1.2B | 40 | $5,000 | 3500.0% | yes | QVT FUND IV LP |
| Apr 1, 2013 | $1.2B | 40 | $5,000 | 3500.0% | yes | QVT FUND IV LP |
| Aug 20, 2012 | $1.1B | 35 | $5,000 | 3500.0% | yes | QVT FUND IV LP |
| Custodian | Legal name | City | State | Country | Related person | SEC number |
|---|---|---|---|---|---|---|
| BANK OF NEW YORK MELLON CORPORATION | BANK OF NEW YORK MELLON CORPORATION | NEW YORK | New York | United States | no | n/a |
| BARCLAYS CAPITAL INC. | BARCLAYS CAPITAL INC. | NEW YORK | New York | United States | no | 8-41342 |
| CITIBANK NA | CITIBANK NA | Mumbai | n/a | India | no | n/a |
| CITIBANK NA | CITIBANK NA | NEW YORK | New York | United States | no | n/a |
| CITICORP CLEARING SERVICES INDIA LIMITED | CITICORP CLEARING SERVICES INDIA LIMITED | Mumbai | n/a | India | no | n/a |
| DEUTSCHE BANK AG | DEUTSCHE BANK AG | London | n/a | United Kingdom | no | n/a |
| DEUTSCHE BANK AG | DEUTSCHE BANK AG | NEW YORK | New York | United States | no | n/a |
| DEUTSCHE BANK SECURITIES INC. | DEUTSCHE BANK SECURITIES INC. | NEW YORK | New York | United States | no | 8-17822 |
| FIDELITY CAPITAL MARKETS | FIDELITY CAPITAL MARKETS | NEW YORK | New York | United States | no | n/a |
| HSBC BANK USA, NA | HSBC BANK USA, NA | NEW YORK | New York | United States | no | n/a |
| HSBC BANK USA, NA | HSBC BANK USA, NA | PORT SAINT LOUIS | n/a | Mauritius | no | n/a |
| J.P. MORGAN CLEARING CORP. | J.P. MORGAN CLEARING CORP. | NEW YORK | New York | United States | no | 8-43724 |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP. | MERRILL LYNCH PROFESSIONAL CLEARING CORP. | NEW YORK | New York | United States | no | 8-33359 |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY & CO. LLC | NEW YORK | New York | United States | no | 8-15869 |
| STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC | STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC | Boston | Massachusetts | United States | no | 8-44744 |
| WELLS FARGO BANK, NA | WELLS FARGO BANK, NA | Portland | Oregon | United States | no | n/a |