DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
Q•• F••• I• L•
Gross asset value
$561M
as of Aug 22, 2018; not a fund size
Peak GAV
$1.2B
highest filing
Owners
50
beneficial owners reported
Minimum investment
$5,000
as reported
Adviser and related own
60%
of the fund
Owned by funds
20%
fund-of-funds interests
Non-US owners
10%
Reported
12 filings
Aug 20, 2012 to Aug 22, 2018
Reporting history
one row per Form ADV filing
Gross asset value$561M as of Aug 22, 2018
Aug 20, 2012$1.1B then
Owners50 as of Aug 22, 2018
Aug 20, 201235 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-177649reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of New York Mellon CorporationNew York, New York
- Barclays Capital Inc.New York, New York
- Citibank NaMumbai, India
- Citibank NaNew York, New York
- Citicorp Clearing Services India LimitedMumbai, India
- Deutsche Bank AgLondon, United Kingdom
- Deutsche Bank AgNew York, New York
- Deutsche Bank Securities Inc.New York, New York
- Fidelity Capital MarketsNew York, New York
- Hsbc Bank USA, NaNew York, New York
- Hsbc Bank USA, NaPort Saint Louis, Mauritius
- J.P. Morgan Clearing Corp.New York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- State Street Global Advisors Funds Distributors, LLCBoston, Massachusetts
- Wells Fargo Bank, NaPortland, Oregon
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 60%reportedadviser and related persons