DFX Intelligence

N•• V••••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner13 years in industry

N•• V••••••• H••••••

Advisor at G•••• O•••• G••••• A••••••• L••

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 2, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• O•••• G••••• A••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Jun 23, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• O•••• G••••• A••••••• L••	Former SEC adviser	Feb 10, 2026	n/a	yes	SAN FRANCISCO, CA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Mar 17, 2025	Jun 29, 2025	no	Los Angeles, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	G•••• O•••• G••••• A••••••• L••	Jun 29, 2025	Feb 10, 2026	226	Firm change	Wirehouse to RIA
S•••••••• C••••••• L••	J••• M••••• S••••••••• L••	Apr 28, 2023	Mar 17, 2025

Relationships

Registered with (4)

→ G•••• O•••• G••••• A••••••• L••Registered adviserregistration: current employment
Feb 10, 2026 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 17, 2025 to Jun 29, 2025factForm ADV
→ S•••••••• C••••••• L••Registered adviserregistration: previous registration
Nov 10, 2022 to Apr 28, 2023factForm ADV
→ S•••••••• C••••••Registered adviserregistration: previous registration

Dated events

Occurred
Jun 29, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 28, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 2, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.