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CRD 321145
SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| R••• R•••• A••••• | n/a | SAN FRANCISCO, CA | 4 | 13 | 5 | no |
| J••• M•••••••• | Certified Financial Planner | SAN FRANCISCO, CA | 2 | 20 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| no |
| M••• A•••• M••••• | Certified Financial Planner | Tampa, FL | SAN FRANCISCO, CA | 1 | 34 | n/a | no |
| J•••• S••••••• | n/a | SAN FRANCISCO, CA | 0 | 11 | n/a | no |
| N•• V••••••• H•••••• | Certified Financial Planner | SAN FRANCISCO, CA | 0 | 13 | 3 | no |