DFX Intelligence

H•••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

H•••• N•••••

Advisor at P••• A••••• S••••••••• L••

Houston, TX | ADDISON, TX

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Search this name across graphsid dfx:ria:c3157db6-1797-1fad-98c0-85375577381e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Mar 13, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• A••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• A••••• S••••••••• L••	Bd affiliated wealth	Jan 5, 2024	n/a	yes	ADDISON, TX\|Houston, TX	Current employment
G••••••• W••••• P•••••••• L••	Independent wealth	Dec 16, 2022	Dec 20, 2023	no	Houston, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• W••••• P•••••••• L••	P••• A••••• S••••••••• L••	Dec 20, 2023	Jan 5, 2024	16	Firm change	RIA to ibd
P••• A••••• S••••••••• L••	G••••••• W••••• P•••••••• L••	Dec 16, 2022	Dec 16, 2022

Relationships

Registered with (3)

→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Dec 13, 2021 to Dec 16, 2022factForm ADV
→ G••••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Dec 16, 2022 to Dec 20, 2023factForm ADV
→ I•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 25, 2021 to Nov 18, 2021factForm ADV

Dated events

Occurred
Dec 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 16, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c3157db6-1797-1fad-98c0-85375577381e
First observed: Mar 13, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.