DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

William Martin Beasley

Advisor at BHK SECURITIES, LLC

BIRMINGHAM, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c31a69a4-96db-bb02-11af-c78ea981a1fb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 28, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BHK SECURITIES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 2, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 1
Exams: S65|S63
First exam: Dec 2, 1987
First registration: Jul 28, 1997
Dual registered: yes, broker-dealer
Other names: WILLIAM MARTIN BEASLEY|WILLIAM MARTIN BEASLEY JR|WILLIAM MARTIN BEASLEY|WILLIAM M BEASLEY JR.|WILLIAM M BEASLEY
IAPD individual key: 1750089

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BHK INVESTMENT ADVISORS	Independent wealth	Jul 12, 2021	n/a	yes	BIRMINGHAM, AL	Current employment
BHK SECURITIES, LLC	Independent wealth	Jul 12, 2021	n/a	yes	BIRMINGHAM, AL\|BIRMINGHAM, AL	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jun 30, 2021	no	Birmingham, AL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 21, 2006	Jun 1, 2009	no	BIRMINGHAM, AL	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Jul 28, 1997	Feb 24, 2006	no	BIRMINGHAM, AL\|BIRMINGHAM, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	BHK SECURITIES, LLC	Jun 30, 2021	Jul 12, 2021	12	Firm change	Wirehouse to RIA
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN KEEGAN & COMPANY, LLC	CITIGROUP GLOBAL MARKETS INC.	Feb 24, 2006	Feb 21, 2006	-3	Firm change	Other

Relationships

Registered with (5)

→ BHK INVESTMENT ADVISORSRegistered adviserregistration: current employment
Jul 12, 2021 to presentfactForm ADV
→ BHK SECURITIES, LLCRegistered adviserregistration: current employment
Jul 12, 2021 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jun 30, 2021factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 21, 2006 to Jun 1, 2009factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Jul 28, 1997 to Feb 24, 2006factForm ADV

Dated events

No dated event names this entity yet.