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Advisor at SANCTUARY ADVISORS, LLC
INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SANCTUARY ADVISORS, LLC | Bd affiliated wealth | Mar 8, 2024 | n/a | yes | INDIANAPOLIS, IN | Current employment |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Feb 28, 2017 | Mar 15, 2024 | no | ST. LOUIS, MO|INDIANAPOLIS, IN|INDIANAPOLIS, IN | Previous registration |
| CITY SECURITIES CORPORATION | Former SEC adviser | Feb 28, 2006 | Feb 28, 2017 | no | INDIANAPOLIS, IN|INDIANAPOLIS, IN|INDIANAPOLIS, IN | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 3, 2003 | Oct 17, 2005 | no | INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | SANCTUARY ADVISORS, LLC | Mar 15, 2024 | Mar 8, 2024 | -7 | Firm change | Ibd to ibd |
| CITY SECURITIES CORPORATION | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Feb 28, 2017 | Feb 28, 2017 | 0 | Bulk transfer | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | CITY SECURITIES CORPORATION | Oct 17, 2005 | Feb 28, 2006 | 134 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 793:226606:IN:2024-03-15 | Mar 15, 2024 | Mar 8, 2024 | INDIANAPOLIS, IN | Firm change |