DFX Intelligence

R••• D••••• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst32 years in industry

R••• D••••• E•••••••

Advisor at S••••••••• W••••• L••

Madison, WI | JUPITER, FL

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Search this name across graphsid dfx:ria:c32bfe61-c226-9f98-f7dd-247f14ed12fa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 29, 1994 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 18, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W••••• L••	Independent wealth	Nov 12, 2021	n/a	yes	JUPITER, FL\|Madison, WI	Current employment
S•• W•••••	Independent wealth	Nov 4, 2014	Nov 12, 2014	no	MADISON, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• P•••••••• L••	S•• W•••••	Nov 12, 2014	Nov 4, 2014	-8	Bulk transfer	Other
S•• W•••••	S••••••••• W••••• L••	Nov 12, 2014	Nov 12, 2021

Relationships

Registered with (4)

→ S••••••••• W••••• L••Registered adviserregistration: current employment
Nov 12, 2021 to presentfactForm ADV
→ B••••• P•••••••• L••Registered adviserregistration: previous registration
Oct 16, 2013 to Nov 12, 2014factForm ADV
→ S•• W•••••Registered adviserregistration: previous registration
Nov 4, 2014 to Nov 12, 2014factForm ADV
→ H••••••••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c32bfe61-c226-9f98-f7dd-247f14ed12fa
First observed: Mar 29, 1994
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.