DFX Intelligence

B•••• M•••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)39 years in industry

B•••• M•••••• C•••••••

Advisor at C•••••••

Coppell, TX

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Search this name across graphsid dfx:ria:c32cff23-1bd9-0541-3997-63c57db4e6b1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 1, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 14, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Independent wealth	Mar 27, 2017	n/a	yes	Coppell, TX	Current employment
C•••••••• L•••	Former SEC adviser	Mar 19, 2009	Mar 27, 2017	no	COPPELL, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• L•••	C•••••••	Mar 27, 2017	Mar 27, 2017	0	Channel change	Other
L•• F•••••••• L••	C•••••••• L•••	Sep 26, 2012	Mar 19, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
146904:287600:TX:2017-03-21	Mar 27, 2017	Mar 27, 2017	COPPELL, TX	Firm change

Relationships

Registered with (3)

→ C•••••••Registered adviserregistration: current employment
Mar 27, 2017 to presentfactForm ADV
→ C•••••••• L•••Registered adviserregistration: previous registration
Mar 19, 2009 to Mar 27, 2017factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 1, 2007 to Sep 26, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c32cff23-1bd9-0541-3997-63c57db4e6b1
First observed: Feb 1, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.