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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Robert Lee Smith

Advisor at MORGAN STANLEY

Camp Hill, PA

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Search this name across graphsid dfx:ria:c33efe1d-065d-5698-544d-09ec07171ed1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 13, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 11, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Oct 11, 2004
First registration: Oct 13, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4811155

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Apr 16, 2018	n/a	yes	Camp Hill, PA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Apr 25, 2011	Mar 19, 2018	no	LEMOYNE, PA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Aug 25, 2006	Aug 7, 2009	no	CAMP HILL, PA\|PHILADELPHIA, PA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 13, 2004	Apr 4, 2005	no	CAMP HILL, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	MORGAN STANLEY	Mar 19, 2018	Apr 16, 2018	28	Firm change	Wirehouse to wirehouse
PNC WEALTH MANAGEMENT	WELLS FARGO ADVISORS	Aug 7, 2009	Apr 25, 2011	626	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	PNC WEALTH MANAGEMENT	Apr 4, 2005	Aug 25, 2006	508	Firm change after gap	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Apr 16, 2018 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 25, 2011 to Mar 19, 2018factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 25, 2006 to Aug 7, 2009factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 13, 2004 to Apr 4, 2005factForm ADV

Dated events

No dated event names this entity yet.