DFX Intelligence

J••• W••••• E•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner34 years in industry

J••• W••••• E•••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN | ATLANTA, GA

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Search this name across graphsid dfx:ria:c348e3ce-090f-0067-f823-99b5d8ca57d0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 31, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 5, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	May 15, 2020	n/a	yes	PLYMOUTH, MN\|ATLANTA, GA	Current employment
J••• A•••••••• I•••	Former SEC adviser	Oct 19, 2015	Apr 30, 2020	no	ATLANTA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• A•••••••• I•••	W••••• E••••••••• A••••••• S•••••••• L••	Apr 30, 2020	May 15, 2020	15	Firm change	RIA to ibd
N•• A•••••• S•••••••• L••	J••• A•••••••• I•••	Sep 1, 2015	Oct 19, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
106725:116407:GA:2020-04-30	Apr 30, 2020	May 15, 2020	ATLANTA, GA	Firm change

Relationships

Registered with (5)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
May 15, 2020 to presentfactForm ADV
→ J••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 19, 2015 to Apr 30, 2020factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 3, 2005 to Sep 1, 2015factForm ADV
→ T•• B•••••• C••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c348e3ce-090f-0067-f823-99b5d8ca57d0
First observed: Mar 31, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.