DFX Intelligence
Reading the graph
Reading the graph
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Advisor at G•••• W••••• M••••••••• L••
Red Hill, PA | ALPHARETTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G•••• W••••• M••••••••• L•• | Independent wealth | Apr 5, 2022 | n/a | yes | Red Hill, PA|ALPHARETTA, GA | Current employment |
| L••••• 3•• F•••••••• A•• W••••• M••••••••• L•• | n/a | Mar 21, 2019 | Dec 16, 2022 | no | PENNSBURG, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L••••• 3•• F•••••••• A•• W••••• M••••••••• L•• | G•••• W••••• M••••••••• L•• | Dec 16, 2022 | Apr 5, 2022 | -255 | Firm change after gap | Other |
| Q•••••• A•••• M••••••••• I••• | L••••• 3•• F•••••••• A•• W••••• M••••••••• L•• | Oct 18, 2018 |
| Q•••••• A•••• M••••••••• I••• | Former SEC adviser | Aug 1, 2018 | Oct 18, 2018 | no | PENNSBURG, PA|MINNEAPOLIS, MN | Previous registration |
| L••••• 3•• F•••••••• A•• W••••• M••••••••• L•• | n/a | Apr 21, 2017 | Aug 1, 2018 | no | PENNSBURG, PA|PENNSBURG, PA | Previous registration |
| J• W• C••• A•••••••• I••• | Bd affiliated wealth | Apr 9, 2015 | Apr 18, 2017 | no | LANCASTER, PA|TAMPA, FL | Previous registration |
| S•• | Bd affiliated wealth | Feb 18, 2015 | Mar 31, 2015 | no | PLYMOUTH MEETING, PA|ANN ARBOR, MI | Previous registration |
| 154 |
| Firm change |
| Other |
| L••••• 3•• F•••••••• A•• W••••• M••••••••• L•• | Q•••••• A•••• M••••••••• I••• | Aug 1, 2018 | Aug 1, 2018 | 0 | Firm change | Other |
| J• W• C••• A•••••••• I••• | L••••• 3•• F•••••••• A•• W••••• M••••••••• L•• | Apr 18, 2017 | Apr 21, 2017 | 3 | Firm change | Other |
| S•• | J• W• C••• A•••••••• I••• | Mar 31, 2015 | Apr 9, 2015 | 9 | Firm change | Other |