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Advisor at AURORA PRIVATE WEALTH, INC.
Morristown, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SUMMIT FINANCIAL, LLC | Bd affiliated wealth | Jun 14, 2021 | n/a | yes | Morristown, NJ | Current employment |
| AURORA PRIVATE WEALTH, INC. | Independent wealth | Feb 16, 2017 | n/a | yes | Morristown, NJ | Current employment |
| WEALTHPLAN PARTNERS | Former SEC adviser | Mar 6, 2014 | Jan 19, 2017 | no | OMAHA, NE | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Feb 7, 2007 | Feb 27, 2014 | no | BAYONNE, NJ|NEW YORK, NY|BAYONNE, NJ | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 31, 1996 | Feb 9, 2007 | no | BAYONNE, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WEALTHPLAN PARTNERS | AURORA PRIVATE WEALTH, INC. | Jan 19, 2017 | Feb 16, 2017 | 28 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | WEALTHPLAN PARTNERS | Feb 27, 2014 | Mar 6, 2014 | 7 | Firm change | Other |
| LPL FINANCIAL LLC | EQUITABLE ADVISORS, LLC | Feb 9, 2007 | Feb 7, 2007 | -2 | Firm change | Other |