DFX Intelligence

P••• A•••••••• D••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner36 years in industry

P••• A•••••••• D••

Advisor at E•••••• F•••••••• E••••••

JENSEN BEACH, FL

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Search this name across graphsid dfx:ria:c3563bd9-01af-8e6d-523d-8b59ae718a0a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 5, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• F•••••••• E••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 6, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• F•••••••• E••••••	Independent wealth	Jan 6, 2020	n/a	yes	JENSEN BEACH, FL	Current employment
T• A••••••••• I••••••••• M••••••••• L••	Former SEC adviser	Jun 5, 2012	Jun 21, 2017	no	DRAPER, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• A••••••••• I••••••••• M••••••••• L••	T• A••••••••• I•••	Jun 21, 2017	Jun 5, 2012	-1,842	Firm change after gap	Other
T• A••••••••• I•••	T• A••••••••• I••••••••• M••••••••• L••	Jun 21, 2017	Jun 5, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
111514:7870:UT:2017-06-12	Jun 21, 2017	Jun 5, 2012	DRAPER, UT	Firm change after gap

Relationships

Registered with (3)

→ E•••••• F•••••••• E••••••Registered adviserregistration: current employment
Jan 6, 2020 to presentfactForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 5, 2012 to Jun 21, 2017factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Jun 5, 2012 to Jun 21, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c3563bd9-01af-8e6d-523d-8b59ae718a0a
First observed: Jun 5, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.