DFX Intelligence

E•••• C•••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

E•••• C•••••• M••••••

Advisor at T••••• A••••••• S•••••••• I•••

PALM COAST, FL

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Search this name across graphsid dfx:ria:c35d42d5-b54c-42af-8b11-eb843a96ae36

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 19, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Mar 2, 2021	n/a	yes	PALM COAST, FL\|PALM COAST, FL	Current employment
B••• S••••••••• L••	Former SEC adviser	Jan 2, 2018	Mar 2, 2021	no	ORLANDO, FL\|CHARLOTTE, NC\|PALM COAST, FL\|RICHMOND, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• S••••••••• L••	T••••• A••••••• S•••••••• I•••	Mar 2, 2021	Mar 2, 2021	0	Bulk transfer	Ibd to ibd
B••• I••••••••• S•••••••• I•••	B••• S••••••••• L••	Jan 2, 2018	Jan 2, 2018

Relationships

Registered with (6)

→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Mar 2, 2021 to presentfactForm ADV
→ B••• S••••••••• L••Registered adviserregistration: previous registration
Jan 2, 2018 to Mar 2, 2021factForm ADV
→ B••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 21, 2014 to Jan 2, 2018factForm ADV
→ R•••••• J•••• • A••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c35d42d5-b54c-42af-8b11-eb843a96ae36
First observed: Feb 1, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.