E•••• C•••••• M••••••

• T••••• A••••••• S•••••••• I••• BD affiliated current
  since Mar 2, 2021 · Palm Coast, Fl
• B••• S••••••••• L•• former
  Jan 2, 2018 to Mar 2, 2021 · Orlando, Fl
• B••• I••••••••• S•••••••• I••• former
  Jul 21, 2014 to Jan 2, 2018 · Charlotte, Nc
• R•••••• J•••• • A••••••••• I••• national BD
  Jul 26, 2010 to May 5, 2014 · Saint Augustine, Fl
• W•••• F•••• A••••••• wirehouse
  Jan 1, 2008 to Jul 1, 2010 · St. Augustine, Fl
• A• G• E•••••• • S•••• I••• unclassified
  Feb 1, 2000 to Jan 1, 2008 · St. Augustine, Fl

• B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••
  left Mar 2, 2021, registered Mar 2, 2021 (0 days) · corporate re-registration, not a move
• B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••
  left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
• R•••••• J•••• • A••••••••• I••• to B••• I••••••••• S•••••••• I•••
  left May 5, 2014, registered Jul 21, 2014 (77 days) · Affiliated broker-dealer or bank to a newly registered adviser
• W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••
  left Jul 1, 2010, registered Jul 26, 2010 (25 days) · Wirehouse to affiliated broker-dealer or bank
• A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
  left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address