DFX Intelligence

W•••••• H••••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

W•••••• H••••••• F••••

Advisor at L•• F•••••••• L••

DALLAS, TX

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Search this name across graphsid dfx:ria:c35dc601-5058-97b9-3220-93f49798b81f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 31, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 21, 2026	n/a	yes	DALLAS, TX	Current employment
W•••••• S••••••••• I•••	Bd affiliated wealth	Jun 16, 2025	May 21, 2026	no	DENVER, CO\|DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• S••••••••• I•••	L•• F•••••••• L••	May 21, 2026	May 21, 2026	0	Firm change	Ibd to ibd
T•••• C•••••• B••• P•••••• W••••• A•••••••	W•••••• S••••••••• I•••	Sep 16, 2024	Jun 16, 2025

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 21, 2026 to presentfactForm ADV
→ W•••••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 16, 2025 to May 21, 2026factForm ADV
→ T•••• C•••••• B••• P•••••• W••••• A•••••••Registered adviserregistration: previous registration
Jan 31, 2022 to Sep 16, 2024factForm ADV

Dated events

Occurred
May 21, 2026
Advisor changed firm
W•••••• H••••••• F•••• left W•••••• S••••••••• I••• for L•• F•••••••• L•• (registered 2026-05-21)
Form ADVobserved 7 days ago
Occurred
Sep 16, 2024
Advisor changed firm
W•••••• H••••••• F•••• left T•••• C•••••• B••• P•••••• W••••• A••••••• for W•••••• S••••••••• I••• (registered 2025-06-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c35dc601-5058-97b9-3220-93f49798b81f
First observed: Jan 31, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.