T••••• K••••

Advisor at T••• P•••• W••••• A•••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c35f1f03-4ff3-a998-298f-8530986e7d8b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 4, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••• P•••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 17, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••• P•••• W••••• A•••••••	Independent wealth	Dec 12, 2022	n/a	yes	EL SEGUNDO, CA\|SAN FRANCISCO, CA\|Manhattan Beach, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 6, 2015	Dec 20, 2022	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SAN DIEGO, CA\|BURLINGAME, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	T••• P•••• W••••• A•••••••	Dec 20, 2022	Dec 12, 2022	-8	Firm change	RIA to new firm
N••••••••• M••••• I••••••••• S•••••••••	L•• F•••••••• L••	Mar 13, 2015	Mar 6, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
2881:6413:CA:2015-03-13	Mar 13, 2015	Mar 6, 2015	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (3)

→ T••• P•••• W••••• A•••••••Registered adviserregistration: current employment
Dec 12, 2022 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 6, 2015 to Dec 20, 2022factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Dec 4, 2009 to Mar 13, 2015factForm ADV

Dated events

Occurred
Dec 20, 2022
Advisor changed firm
T••••• K•••• left L•• F•••••••• L•• for T••• P•••• W••••• A••••••• (registered 2022-12-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c35f1f03-4ff3-a998-298f-8530986e7d8b
First observed: Dec 4, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.