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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Lane Wendell Padgett

Advisor at CHARLES SCHWAB & CO., INC.

Cincinnati, OH

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Search this name across graphsid dfx:ria:c36cd32f-862a-112a-5d0c-e32692aad45d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 21, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: May 30, 2017
First registration: Jun 21, 2018
Dual registered: yes, broker-dealer
Other names: LANE WENDELL PADGETT|Lane Padgett
IAPD individual key: 6781834

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 27, 2022	n/a	yes	Cincinnati, OH	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Mar 9, 2021	Sep 7, 2023	no	Cincinnati, OH	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Mar 9, 2021	Oct 14, 2022	no	Cincinnati, OH\|OMAHA, NE	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Sep 11, 2019	Sep 10, 2020	no	Cincinnati, OH	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Aug 30, 2019	no	COVINGTON, KY	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jun 21, 2018	Jul 13, 2018	no	COVINGTON, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Sep 7, 2023	Jan 27, 2022	-588	Bulk transfer	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 14, 2022	Mar 9, 2021	-584	Bulk transfer	Other
U.S. BANCORP INVESTMENTS, INC.	TD AMERITRADE, INC.	Sep 10, 2020	Mar 9, 2021	180	Firm change	Other
FIDELITY PERSONAL AND WORKPLACE ADVISORS	U.S. BANCORP INVESTMENTS, INC.	Aug 30, 2019	Sep 11, 2019	12	Firm change	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm

Relationships

Registered with (6)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Jan 27, 2022 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 9, 2021 to Sep 7, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Mar 9, 2021 to Oct 14, 2022factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Sep 11, 2019 to Sep 10, 2020factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Aug 30, 2019factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jun 21, 2018 to Jul 13, 2018factForm ADV

Dated events

No dated event names this entity yet.