DFX Intelligence

J••••••• A••••• Q••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

J••••••• A••••• Q••••

Advisor at C•••••• • Q•••• W••••• A•••••••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:c370c94d-7e28-1ec2-acbf-cee4bfd31548

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 8, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• • Q•••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 5, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• • Q•••• W••••• A•••••••	Independent wealth	Apr 29, 2021	n/a	yes	SAN DIEGO, CA	Current employment
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Mar 3, 2008	Apr 30, 2021	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• F•••••••• A•••••••• I•••	C•••••• • Q•••• W••••• A•••••••	Apr 30, 2021	Apr 29, 2021	-1	Firm change	Ibd to new firm
A••••••••• F•••••••• S•••••••• L••	V••• F•••••••• A•••••••• I•••	Dec 7, 2007	Mar 3, 2008

Relationships

Registered with (3)

→ C•••••• • Q•••• W••••• A•••••••Registered adviserregistration: current employment
Apr 29, 2021 to presentfactForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 3, 2008 to Apr 30, 2021factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 8, 2006 to Dec 7, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c370c94d-7e28-1ec2-acbf-cee4bfd31548
First observed: May 8, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.