DFX Intelligence

T••••• M•••••• O••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

T••••• M•••••• O••••

Advisor at T•• A•••••••• I•••

SUMMIT, NJ | Bethesda, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c37c1304-3aa8-7468-250f-7c973a345173

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: May 26, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• I•••	Bd affiliated wealth	Jan 6, 2026	n/a	yes	Bethesda, MD\|SUMMIT, NJ	Current employment
E••••• J••••	National bd RIA	May 10, 2024	Sep 5, 2025	no	Washington, DC\|ST LOUIS, MO\|BETHESDA, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	T•• A•••••••• I•••	Sep 5, 2025	Jan 6, 2026	123	Firm change	Ibd to ibd
W•••• F•••• A•••••••	E••••• J••••	May 16, 2024	May 10, 2024

Relationships

Registered with (4)

→ T•• A•••••••• I•••Registered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
May 10, 2024 to Sep 5, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 2, 2024 to May 16, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Sep 5, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 17, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c37c1304-3aa8-7468-250f-7c973a345173
First observed: May 26, 2022
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.