DFX Intelligence

A•••••• T•••••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM under $100M

A•••••• T•••••• C••••••

A•••••• T••••••, LP, CRD 315318

CANADIAN, TX

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Search this name across graphsid dfx:ria:c38d17fe-6e18-f98f-4b6f-86a099e0022d

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 22, 2021 to Mar 12, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $94.9M••• Locked
Discretionary RAUM: $94.9M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $94.9Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S•••• A••••• A••••••	n/a	CANADIAN, TX	4	36	n/a	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• S••••	President	E	yes	08/1990	Jul 22, 2021	Mar 25, 2024
F••• R••••••• D•••••	CHIEF COMPLIANCE OFFICER/DIRECTOR OF OPERATIONS	Na	yes	08/2019	Jul 22, 2021	Mar 25, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Carbondale	Co	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 12, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$94.9M	$78.8M	20.4%	$50.0M	23.8%	7	8	2	1

Relationships

Registered with (1)

← S•••• A••••• A••••••Advisorregistration: current employment
Sep 30, 2021 to presentfactForm ADV

Controls (3)

← A••••••• S••••OwnerPRESIDENT, ownership code E, individual
Jul 22, 2021 to Mar 25, 2024factForm ADV
← F••• R••••••• D•••••OwnerCHIEF COMPLIANCE OFFICER/DIRECTOR OF OPERATIONS, ownership code NA, individual
Jul 22, 2021 to Mar 25, 2024factForm ADV
← S•••• A•••••• L••Owner

Dated events

Occurred
Jul 22, 2021
First Form ADV filing
A•••••• T•••••• C•••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c38d17fe-6e18-f98f-4b6f-86a099e0022d
First observed: Jul 22, 2021
Last observed: Mar 12, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.