DFX Intelligence
RIA Intelligence
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SEC-registered adviser
A•••••• T•••••• C••••••
Legal name A•••••• T••••••• L•
Latest filing Mar 12, 2026
First filing on the tape Jul 22, 2021 · 9 filings
SEC status approved since Aug 20, 2021
RAUM
$94.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$94.9M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$94.9M as of Mar 12, 2026
Mar 29, 2022$51.9M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 12, 2026
Mar 29, 20220 then
Employees (5.A)7 as of Mar 12, 2026
Mar 29, 202210 then
Private funds: no history
RAUM +20% over the last fiscal year+24% a year over threeIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $94.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $94.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 7.0derivedItem 5.A over advisors
- Advisors per office
- 0.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$94.9M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• A••••• A•••••• | Canadian, Tx | Sep 30, 2021 | 36 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••••• S•••• · Presidentcontrolsince 08/1990 · owns 75% or more
- F••• R••••••• D••••• · Chief Compliance Officer/Director Of Operationscontrolsince 08/2019 · owns less than 5%
Entity owners
- S•••• A•••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Carbondale, CO1 employees
What changed
consecutive filings, newest first
- Other offices · 1 to 2Feb 11, 2026 to Mar 12, 2026
- BD registered reps · 2 to 3Feb 6, 2025 to Feb 11, 2026
- Employees · 8 to 7Feb 6, 2025 to Feb 11, 2026
- Discretionary RAUM · $78.8M to $94.9MFeb 6, 2025 to Feb 11, 2026
- RAUM · $78.8M to $94.9MFeb 6, 2025 to Feb 11, 2026
- Advisory employees · 1 to 3Mar 25, 2024 to Feb 6, 2025
- BD registered reps · 1 to 2Mar 25, 2024 to Feb 6, 2025
- Financial planning clients · unset to Mar 25, 2024 to Feb 6, 2025
- Discretionary RAUM · $62.0M to $78.8MMar 25, 2024 to Feb 6, 2025
- RAUM · $62.0M to $78.8MMar 25, 2024 to Feb 6, 2025
- Advisory employees · 2 to 1Mar 9, 2023 to Mar 25, 2024
- Discretionary RAUM · $50.0M to $62.0MMar 9, 2023 to Mar 25, 2024
- RAUM · $50.0M to $62.0MMar 9, 2023 to Mar 25, 2024
- BD registered reps · 2 to 1Apr 18, 2022 to Mar 9, 2023
- Employees · 10 to 8Apr 18, 2022 to Mar 9, 2023
- Discretionary RAUM · $51.9M to $50.0MApr 18, 2022 to Mar 9, 2023
- RAUM · $51.9M to $50.0MApr 18, 2022 to Mar 9, 2023
- Accounts · 0 to 1Jul 28, 2021 to Mar 29, 2022
- BD registered reps · 0 to 2Jul 28, 2021 to Mar 29, 2022
- Other offices · 0 to 1Jul 28, 2021 to Mar 29, 2022
- Discretionary RAUM · $0 to $51.9MJul 28, 2021 to Mar 29, 2022
- RAUM · $0 to $51.9MJul 28, 2021 to Mar 29, 2022
Signals
1 dated events
- A•••••• T•••••• C•••••• filed its initial SEC registration (Form ADV)Jul 22, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- abrahamtrading.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 806-323-8000reportedpublic record, Form ADV, Mar 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $94.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026