DFX Intelligence

B••••••• I••••••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

B••••••• I••••••••• G••••• L••

CRD 316475

NEW YORK, NY

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Search this name across graphsid dfx:ria:c394918d-46de-c275-b7e9-0bfd191d18a9

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 9
On other graphs: 0
Observed: Aug 26, 2021 to Mar 31, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $4.0B••• Locked
Discretionary RAUM: $4.0B
Private client RAUM: $625,704derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 23

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E••••• E••••• M•••••••••	CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER	Na	yes	05/2023	Aug 26, 2021	Mar 25, 2024
G••••••••• O•••••• R•••••••	CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL	Na	yes	07/2021	Aug 26, 2021	Mar 25, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	0	0	0	2

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.0B	$523M	660.9%	$106M	234.7%	23	21	1	0

Relationships

Registered with (2)

← M••••• L•••• A••••Advisorregistration: previous registration
Sep 26, 2023 to May 5, 2026factForm ADV
← E•••• M••••••••• E••••Advisorregistration: previous registration
Feb 25, 2022 to May 5, 2026factForm ADV

Controls (4)

← E••••• E••••• M•••••••••OwnerCHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER, ownership code NA, individual
Aug 26, 2021 to Mar 25, 2024factForm ADV
←

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 5, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 5, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 31, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$2.9B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c394918d-46de-c275-b7e9-0bfd191d18a9
First observed: Aug 26, 2021
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.