DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Brooklyn Investment Group, LLC
Latest filing Mar 31, 2026
First filing on the tape Aug 26, 2021 · 19 filings
SEC status approved since Oct 5, 2021
RAUM
$4.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$625,704 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$4.0B as of Mar 31, 2026
Feb 2, 2022$1,000 then
HNW client RAUM$625,704 as of Mar 31, 2026
Feb 2, 2022$0 then
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Feb 2, 20220 then
Employees (5.A)23 as of Mar 31, 2026
Feb 2, 20225 then
Private funds: no history
RAUM +661% over the last fiscal year+235% a year over threeIARs 2 to 2offices 0 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- $2.0BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 1derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $625,704derivedHNW RAUM over HNW clients
- Average account
- $25.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 11.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +661%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$625,704100%
- Individual clients
- 0reported
- HNW clients
- 1reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 154reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 days2 left over 36 months
Left, latest
- Markus Lasse Aakko to Nuveen Asset Management, LLCMay 5, 2026 · Other
- Erkko Mikonpoika Etula to Nuveen Asset Management, LLCMay 5, 2026 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Mikonpoika Erkko Etula · Chief Executive Officer / Chief Investment Officercontrolsince 05/2023 · owns less than 5%
- Ramsdell Oliver Goodenough · Chief Compliance Officer / General Counselcontrolsince 07/2021 · owns less than 5%
- Jacob John Nay · Chairman / Chief Ai Officercontrolsince 05/2023 · owns less than 5%
- Nmn Stella Binkevich · Head Of Operationssince 07/2023 · owns less than 5%
Entity owners
- Skopos Labs, Inc. · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Brooklyn, Ny | 0 | 0 | 1 | ||
| Franklin, Tn | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 545 to 154Nov 10, 2025 to Mar 31, 2026
- Advisory employees · 6 to 9Nov 10, 2025 to Mar 31, 2026
- BD registered reps · 0 to 3Nov 10, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.1B to $4.0BNov 10, 2025 to Mar 31, 2026
- HNW RAUM · $608,417 to $625,704Nov 10, 2025 to Mar 31, 2026
- RAUM · $1.1B to $4.0BNov 10, 2025 to Mar 31, 2026
- Related adviser · false to trueNov 10, 2025 to Mar 31, 2026
- Related bank · false to trueNov 10, 2025 to Mar 31, 2026
- Related broker-dealer · false to trueNov 10, 2025 to Mar 31, 2026
- Accounts · 132 to 545May 22, 2025 to Aug 15, 2025
- Employees · 21 to 23May 22, 2025 to Aug 15, 2025
- HQ city · BROOKLYN to NEW YORKMay 22, 2025 to Aug 15, 2025
- Discretionary RAUM · $523M to $1.1BMay 22, 2025 to Aug 15, 2025
- HNW RAUM · $573,365 to $608,417May 22, 2025 to Aug 15, 2025
- RAUM · $523M to $1.1BMay 22, 2025 to Aug 15, 2025
- Financial planning clients · unset to Mar 27, 2025 to May 22, 2025
- Other offices · 0 to 1Mar 27, 2025 to May 22, 2025
- Accounts · 37 to 132Mar 25, 2024 to Mar 27, 2025
- Advisory employees · 5 to 6Mar 25, 2024 to Mar 27, 2025
- HNW clients · 2 to 1Mar 25, 2024 to Mar 27, 2025
- Discretionary RAUM · $273M to $523MMar 25, 2024 to Mar 27, 2025
- HNW RAUM · $283,533 to $573,365Mar 25, 2024 to Mar 27, 2025
- RAUM · $273M to $523MMar 25, 2024 to Mar 27, 2025
- Accounts · 41 to 37Oct 4, 2023 to Mar 25, 2024
- Advisory employees · 4 to 5Oct 4, 2023 to Mar 25, 2024
- HNW clients · 0 to 2Oct 4, 2023 to Mar 25, 2024
- Individual clients · 5 to 0Oct 4, 2023 to Mar 25, 2024
- Employees · 13 to 21Oct 4, 2023 to Mar 25, 2024
- Discretionary RAUM · $224M to $273MOct 4, 2023 to Mar 25, 2024
- HNW RAUM · $0 to $283,533Oct 4, 2023 to Mar 25, 2024
- Individual RAUM · $336,427 to $0Oct 4, 2023 to Mar 25, 2024
- RAUM · $224M to $273MOct 4, 2023 to Mar 25, 2024
- Accounts · 6 to 41Jul 27, 2023 to Sep 26, 2023
- Advisory employees · 1 to 4Jul 27, 2023 to Sep 26, 2023
- BD registered reps · 1 to 0Jul 27, 2023 to Sep 26, 2023
- Employees · 8 to 13Jul 27, 2023 to Sep 26, 2023
- State-registered IARs · 1 to 2Jul 27, 2023 to Sep 26, 2023
- Discretionary RAUM · $106M to $224MJul 27, 2023 to Sep 26, 2023
- Individual RAUM · $323,330 to $336,427Jul 27, 2023 to Sep 26, 2023
- RAUM · $106M to $224MJul 27, 2023 to Sep 26, 2023
Signals
9 dated events
- Brooklyn Investment Group, Llc no longer on the SEC adviser roster (last listed 2026-05-01, RAUM $4.0B)Jun 1, 2026 · Left the SEC roster · derived
- Markus Lasse Aakko left Brooklyn Investment Group, Llc for Nuveen Asset Management, Llc (registered 2026-05-08)May 5, 2026 · Advisor changed firm · fact
- Erkko Mikonpoika Etula left Brooklyn Investment Group, Llc for Nuveen Asset Management, Llc (registered 2026-05-27)May 5, 2026 · Advisor changed firm · fact
- Brooklyn Investment Group, Llc reported RAUM $4.0B, up 259% from $1.1B (2025-11-10 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Brooklyn Investment Group, Llc reported RAUM $1.1B, up 112% from $522.7M (2025-05-22 to 2025-08-15)Aug 15, 2025 · RAUM change · derived
- Brooklyn Investment Group, Llc reported RAUM $522.7M, up 92% from $272.6M (2024-03-25 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- Brooklyn Investment Group, Llc reported RAUM $223.5M, up 111% from $106.1M (2023-07-27 to 2023-09-26)Sep 26, 2023 · RAUM change · derived
- James Steven Luttrell (Chairman) no longer on Schedule A of Brooklyn Investment Group, Llc (listed 2022-09-28, absent 2023-03-07)Mar 7, 2023 · Control person left · inference
- Skopeai, Llc filed its initial SEC registration (Form ADV)Aug 26, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026