DFX Intelligence

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

PETER JOSEPH MCNEIL

Advisor at CONCORDE ASSET MANAGEMENT, LLC

ANN ARBOR, MI | Alameda, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c395f4ec-9c24-d83c-2d00-6d168f4fd4e3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 5, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONCORDE ASSET MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 29, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S66
First exam: Jun 29, 2001
First registration: Jul 5, 2001
Dual registered: yes, broker-dealer
Other names: PETER MCNEIL|PETER JOSEPH MCNEIL
IAPD individual key: 4378567

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONCORDE ASSET MANAGEMENT, LLC	Bd affiliated wealth	Jul 27, 2018	n/a	yes	ANN ARBOR, MI\|Alameda, CA	Current employment
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Nov 13, 2008	Jul 24, 2018	no	Hermosa Beach, CA\|SANTA MONICA, CA\|SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
FINANCIAL WEST GROUP	Former SEC adviser	Aug 9, 2004	Nov 13, 2008	no	MANHATTAN BEACH, CA\|MANHATTAN BEACH, CA\|MANHATTAN BEACH, CA\|SANTA MONICA, CA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jul 5, 2001	Aug 4, 2004	no	MANHATTAN BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INDEPENDENT FINANCIAL GROUP, LLC	CONCORDE ASSET MANAGEMENT, LLC	Jul 24, 2018	Jul 27, 2018	3	Firm change	Ibd to ibd
FINANCIAL WEST GROUP	INDEPENDENT FINANCIAL GROUP, LLC	Nov 13, 2008	Nov 13, 2008	0	Firm change	Other
EQUITABLE ADVISORS, LLC	FINANCIAL WEST GROUP	Aug 4, 2004	Aug 9, 2004	5	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7717:140367:CA:2018-07-24	Jul 24, 2018	Jul 27, 2018	SAN DIEGO, CA	Firm change

Relationships

Registered with (4)

→ CONCORDE ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 27, 2018 to presentfactForm ADV
→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Nov 13, 2008 to Jul 24, 2018factForm ADV
→ FINANCIAL WEST GROUPRegistered adviserregistration: previous registration
Aug 9, 2004 to Nov 13, 2008factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 5, 2001 to Aug 4, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c395f4ec-9c24-d83c-2d00-6d168f4fd4e3
First observed: Jul 5, 2001
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PETER JOSEPH MCNEIL

Advisor at CONCORDE ASSET MANAGEMENT, LLC

ANN ARBOR, MI | Alameda, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c395f4ec-9c24-d83c-2d00-6d168f4fd4e3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CONCORDE ASSET MANAGEMENT, LLC

Bd affiliated wealth

Jul 27, 2018

n/a

yes

ANN ARBOR, MI|Alameda, CA

Current employment

INDEPENDENT FINANCIAL GROUP, LLC

Bd affiliated wealth

Nov 13, 2008

Jul 24, 2018

Hermosa Beach, CA|SANTA MONICA, CA|SAN DIEGO, CA|SAN DIEGO, CA

Previous registration

FINANCIAL WEST GROUP

Former SEC adviser

Aug 9, 2004

Nov 13, 2008

MANHATTAN BEACH, CA|MANHATTAN BEACH, CA|MANHATTAN BEACH, CA|SANTA MONICA, CA

Previous registration

EQUITABLE ADVISORS, LLC

National bd RIA

Jul 5, 2001

Aug 4, 2004

MANHATTAN BEACH, CA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

INDEPENDENT FINANCIAL GROUP, LLC

CONCORDE ASSET MANAGEMENT, LLC

Jul 24, 2018

Jul 27, 2018

Firm change

Ibd to ibd

FINANCIAL WEST GROUP

INDEPENDENT FINANCIAL GROUP, LLC

Nov 13, 2008

Firm change

Other

EQUITABLE ADVISORS, LLC

FINANCIAL WEST GROUP

Aug 4, 2004

Aug 9, 2004

Firm change

Other

Team

Left

Joined

From

Kind

7717:140367:CA:2018-07-24

Jul 24, 2018

Jul 27, 2018

SAN DIEGO, CA

Firm change