DFX Intelligence
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Reading the graph
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Advisor at W•••••••• C•••••• I•••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••••••• C•••••• I••• | Former SEC adviser | Nov 10, 2025 | n/a | yes | DELRAY BEACH, FL|Boca Raton, FL|Coral Gables, FL | Current employment |
| U•• I••••••••• I••• | n/a | May 26, 2006 | Aug 14, 2008 | no | SAN DIEGO, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U•• I••••••••• I••• | W•••••••• C•••••• I••• | Aug 14, 2008 | Nov 10, 2025 | 6,297 | Firm change after gap | Other |
| W•••• F•••• A••••••• | U•• I••••••••• I••• | May 30, 2006 | May 26, 2006 |
| W•••• F•••• A••••••• | Wirehouse | Jul 1, 2003 | May 30, 2006 | no | MIAMI, FL|MIAMI, FL | Previous registration |
| P••••••••• E••••• G••••• L•• | n/a | Feb 18, 1997 | Jul 1, 2003 | no | MIAMI, FL | Previous registration |
| -4 |
| Firm change |
| Other |
| P••••••••• E••••• G••••• L•• | W•••• F•••• A••••••• | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |