A•••••••• •••••• R•••••••

• W•••••••• C•••••• I••• former current
  since Nov 10, 2025 · Delray Beach, Fl
• U•• I••••••••• I••• unclassified
  May 26, 2006 to Aug 14, 2008 · San Diego, Ca
• W•••• F•••• A••••••• wirehouse
  Jul 1, 2003 to May 30, 2006 · Miami, Fl
• P••••••••• E••••• G••••• L•• unclassified
  Feb 18, 1997 to Jul 1, 2003 · Miami, Fl

• U•• I••••••••• I••• to W•••••••• C•••••• I•••
  left Aug 14, 2008, registered Nov 10, 2025 (6297 days) · Other
• W•••• F•••• A••••••• to U•• I••••••••• I•••
  left May 30, 2006, registered May 26, 2006 (-4 days) · Other
• P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••
  left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Former SEC-registered adviserderived

Years in industry

31derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address