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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

MILLER ADVISORS, INC.

MILLER ADVISORS INC, CRD 106603

KIRKLAND, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c3a3d05e-61dd-cbc1-314a-b7522d028cd4

Data as of Oct 8, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Oct 8, 2021
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $205MItem 5.F on the latest filing (2021-10-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $188M
Private client RAUM: $205MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 444
Individual clients: 139
High net worth clients: 75
SEC number: 801-40998
CRD: 106603
Filings on the tape: 22
First filed: Mar 29, 2012
Latest filed: Oct 8, 2021
Organised: Corporation, Washington

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MERCER GLOBAL ADVISORS INC.	PARENT COMPANY	E	yes	09/2021	Oct 8, 2021	Oct 8, 2021
MILLER, KATHLEEN, ANN	President	Na	yes	02/1992	Mar 29, 2012	Oct 8, 2021
PIOLI, NICOLE, MILLER	CHIEF COMPLIANCE OFFICER/MANAGING PARTNER	Na	yes	03/2017	Mar 12, 2014	Oct 8, 2021

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 12, 2021	$205M	$188M	6	4	0	n/a	n/a
2019	Feb 20, 2020	$204M	$190M	6	4	0	n/a	n/a
2018	Mar 20, 2019	$176M	$166M	7	4	0	n/a	n/a
2017	Mar 23, 2018	$189M	$177M	7	4	0	n/a	n/a
2016	Mar 21, 2017	$162M	$150M	8	4	n/a	n/a	n/a
2015	Mar 24, 2016	$148M	$137M	5	3	n/a	n/a	n/a
2014	Mar 18, 2015	$154M	$144M	6	3	n/a	n/a	n/a
2013	Mar 12, 2014	$155M	$139M	4	3	n/a	n/a	n/a
2012	Mar 18, 2013	$134M	$115M	5	3	n/a	n/a	n/a
2011	Mar 29, 2012	$132M	$110M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$205M	$204M	0.4%	$189M	2.8%	6	6	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MERCER GLOBAL ADVISORS INC.	2	Dec 13, 2021	Nov 8, 2021	KIRKLAND, WA	Team lift out	RIA to RIA	100.0%

Relationships

Controls (3)

← MILLER, KATHLEEN, ANNOwnerPRESIDENT, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← MERCER GLOBAL ADVISORS INC.OwnerPARENT COMPANY, ownership code E, domestic entity
Oct 8, 2021 to presentfactForm ADV
← PIOLI, NICOLE, MILLEROwnerCHIEF COMPLIANCE OFFICER/MANAGING PARTNER, ownership code NA, individual
Mar 12, 2014 to presentfactForm ADV

Registered with (3)

← DAVID MATTHEW SIMPSONAdvisorregistration: previous registration
Mar 11, 2014 to Dec 13, 2021factForm ADV
← Carrie A BeedeAdvisorregistration: previous registration
Mar 5, 2020 to Dec 13, 2021factForm ADV
← KELLI ANNE YOUNGAdvisorregistration: previous registration
Sep 2, 2016 to Apr 20, 2020factForm ADV

Moved with (1)

→ MERCER GLOBAL ADVISORS INC.Registered adviser2 advisors, team lift out, same day
Dec 13, 2021 to Nov 8, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c3a3d05e-61dd-cbc1-314a-b7522d028cd4
First observed: Mar 29, 2012
Last observed: Oct 8, 2021 60 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MILLER ADVISORS, INC.

MILLER ADVISORS INC, CRD 106603

KIRKLAND, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c3a3d05e-61dd-cbc1-314a-b7522d028cd4

Data as of Oct 8, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:00 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MERCER GLOBAL ADVISORS INC.

PARENT COMPANY

yes

09/2021

Oct 8, 2021

MILLER, KATHLEEN, ANN

President

yes

02/1992

Mar 29, 2012

Oct 8, 2021

PIOLI, NICOLE, MILLER

CHIEF COMPLIANCE OFFICER/MANAGING PARTNER

yes

03/2017

Mar 12, 2014

Oct 8, 2021

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 12, 2021

$205M

$188M

n/a

2019

Feb 20, 2020

$204M

$190M

n/a

2018

Mar 20, 2019

$176M

$166M

n/a

2017

Mar 23, 2018

$189M

$177M

n/a

2016

Mar 21, 2017

$162M

$150M

n/a

2015

Mar 24, 2016

$148M

$137M

n/a

2014

Mar 18, 2015

$154M

$144M

n/a

2013

Mar 12, 2014

$155M

$139M

n/a

2012

Mar 18, 2013

$134M

$115M

n/a

2011

Mar 29, 2012

$132M

$110M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$205M

$204M

0.4%

$189M

2.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MERCER GLOBAL ADVISORS INC.

Dec 13, 2021

Nov 8, 2021

KIRKLAND, WA

Team lift out

RIA to RIA

100.0%