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RIA / WealthAdvisorChartered Financial Consultant21 years in industry

KELLI ANNE YOUNG

Advisor at ASCENTIS INDEPENDENT ADVISORS, LLC

NORTH BEND, WA | DALLAS, TX

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Search this name across graphsid dfx:ria:c7fbfdd0-79a3-fb6a-c4e2-2e2c5799de8e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 7, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASCENTIS INDEPENDENT ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 24, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Feb 24, 2005
First registration: Aug 7, 2009
Dual registered: no
Other names: KELLI ANNE SHOOK|KELLI YOUNG
IAPD individual key: 4918768

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASCENTIS INDEPENDENT ADVISORS, LLC	Independent wealth	Sep 20, 2022	n/a	yes	NORTH BEND, WA\|DALLAS, TX	Current employment
GOLDEN STATE EQUITY ADVISORS, LLC	Former SEC adviser	Apr 20, 2020	Sep 20, 2022	no	SOUTH COAST METRO, CA\|North Bend, WA	Previous registration
MILLER ADVISORS, INC.	Former SEC adviser	Sep 2, 2016	Apr 20, 2020	no	KIRKLAND, WA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Aug 13, 2013	Sep 6, 2016	no	BELLEVUE, WA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Aug 7, 2009	Aug 16, 2013	no	NORTH BEND, WA\|BELLEVUE, WA\|BELLEVUE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GOLDEN STATE EQUITY ADVISORS, LLC	ASCENTIS INDEPENDENT ADVISORS, LLC	Sep 20, 2022	Sep 20, 2022	0	Firm change	RIA to RIA
MILLER ADVISORS, INC.	GOLDEN STATE EQUITY ADVISORS, LLC	Apr 20, 2020	Apr 20, 2020	0	Firm change	RIA to RIA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	MILLER ADVISORS, INC.	Sep 6, 2016	Sep 2, 2016	-4	Firm change	Other
MSI FINANCIAL SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Aug 16, 2013	Aug 13, 2013	-3	Firm change	Other

Relationships

Registered with (5)

→ ASCENTIS INDEPENDENT ADVISORS, LLCRegistered adviserregistration: current employment
Sep 20, 2022 to presentfactForm ADV
→ GOLDEN STATE EQUITY ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 20, 2020 to Sep 20, 2022factForm ADV
→ MILLER ADVISORS, INC.Registered adviserregistration: previous registration
Sep 2, 2016 to Apr 20, 2020factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Aug 13, 2013 to Sep 6, 2016factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 7, 2009 to Aug 16, 2013factForm ADV

Dated events

Occurred
Sep 20, 2022
Advisor changed firm
Kelli Anne Young left Golden State Equity Advisors, Llc for Ascentis Independent Advisors, Llc (registered 2022-09-20)
Form ADVobserved 5 days ago