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Advisor at ENCORE RETIREMENT PLANNING, LLC
South Jordan, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ENCORE RETIREMENT PLANNING, LLC | State registered | Apr 17, 2024 | n/a | yes | South Jordan, UT | Current employment |
| DIVERSIFY ADVISORY SERVICES, LLC | Bd affiliated wealth | Dec 19, 2023 | Dec 31, 2023 | no | SOUTH JORDAN, UT|SUITE 303, UT | Previous registration |
| DFPG INVESTMENTS, LLC | Former SEC adviser | Oct 1, 2019 | Dec 31, 2023 | no | SOUTH JORDAN, UT|South Jordan, UT|SANDY, UT|SALT LAKE CITY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DFPG INVESTMENTS, LLC | DIVERSIFY ADVISORY SERVICES, LLC | Dec 31, 2023 | Dec 19, 2023 | -12 | Firm change | RIA to ibd |
| DIVERSIFY ADVISORY SERVICES, LLC | ENCORE RETIREMENT PLANNING, LLC | Dec 31, 2023 | Apr 17, 2024 | 108 | Firm change | Ibd to state RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 155576:326060:UT:2023-12-31 | Dec 31, 2023 | Dec 19, 2023 | SALT LAKE CITY, UT | Firm change |