DFX Intelligence

L•••• B•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

L•••• B•••••• S••••

Advisor at N•••••• A•••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c3d4a5bd-d3f7-b000-4951-6d9f5d445e3c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 27, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Oct 22, 2024	n/a	yes	St. Simons Island, GA\|NEW ORLEANS, LA	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Jul 26, 2019	Oct 23, 2024	no	Atlanta, GA\|Dallas, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	N•••••• A•••••••	Oct 23, 2024	Oct 22, 2024	-1	Firm change	Ibd to ibd
O••••••••• S••••••••• I•••	M•• I•••••••• S•••••••• L••	Jun 18, 2019	Jul 26, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
4173:10409:GA:2019-06-04	Jun 18, 2019	Jul 26, 2019	PEACHTREE CORNERS, GA	Firm change

Relationships

Registered with (3)

→ N•••••• A•••••••Registered adviserregistration: current employment
Oct 22, 2024 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 26, 2019 to Oct 23, 2024factForm ADV
→ O••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 27, 2018 to Jun 18, 2019factForm ADV

Dated events

Occurred
Oct 23, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c3d4a5bd-d3f7-b000-4951-6d9f5d445e3c
First observed: Jun 27, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.