DFX Intelligence

C••••• L• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

C••••• L• P•••••

Advisor at M••••••

Tulsa, OK

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Search this name across graphsid dfx:ria:c3dff952-2787-4202-d020-a6cf55e23387

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Mar 31, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Sep 17, 2025	n/a	yes	Tulsa, OK	Current employment
A••••• W••••• M•••••••••	Independent wealth	Jan 15, 2025	Sep 18, 2025	no	Broken Arrow, OK\|Tulsa, OK\|Broken Arrow, OK\|BROKEN ARROW, OK\|TULSA, OK

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• W••••• M•••••••••	M••••••	Sep 18, 2025	Sep 17, 2025	-1	Firm change	RIA to ibd
D••••••••• C••••••	L•• F•••••••• L••	Jan 2, 2025	Jul 28, 2023

Relationships

Registered with (4)

→ M••••••Registered adviserregistration: current employment
Sep 17, 2025 to presentfactForm ADV
→ A••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jan 15, 2025 to Sep 18, 2025factForm ADV
→ D••••••••• C••••••Registered adviserregistration: previous registration
Mar 31, 2023 to Jan 2, 2025factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Sep 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 2, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 22, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c3dff952-2787-4202-d020-a6cf55e23387
First observed: Mar 31, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.