DFX Intelligence

T••••• A•••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

T••••• A•••••• G••••••

Advisor at E•• F•••••••• A•••••••

ALBANY, NY | COLCHESTER, VT

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Search this name across graphsid dfx:ria:c3e1d80f-7c65-0120-8740-db168e700e09

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 1, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 1984earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•• F•••••••• A•••••••	Independent wealth	Jun 22, 2021	n/a	yes	ALBANY, NY\|COLCHESTER, VT	Current employment
T•••••• E••••••••• • P••••••••• I•••	Institutional manager	May 1, 2009	Sep 4, 2018	no	ALBANY, NY\|ALBANY, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••• E••••••••• • P••••••••• I•••	E•• F•••••••• A•••••••	Sep 4, 2018	Jun 22, 2021	1,022	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
108249:265:NY:2018-09-04	Sep 4, 2018	Jun 22, 2021	ALBANY, NY	Firm change after gap

Relationships

Registered with (2)

→ E•• F•••••••• A•••••••Registered adviserregistration: current employment
Jun 22, 2021 to presentfactForm ADV
→ T•••••• E••••••••• • P••••••••• I•••Registered adviserregistration: previous registration
May 1, 2009 to Sep 4, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c3e1d80f-7c65-0120-8740-db168e700e09
First observed: May 1, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.