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RIA / WealthAdvisorCertified Financial Planner17 years in industry

GEORGE KASTANIS

Advisor at FOUNDATIONS INVESTMENT ADVISORS LLC

WARETOWN, NJ | PHOENIX, AZ

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Search this name across graphsid dfx:ria:c3f03301-27ac-38f9-b261-c5fc271e2b4e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Aug 11, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOUNDATIONS INVESTMENT ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 10, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Aug 10, 2009
First registration: Aug 11, 2009
Dual registered: no
IAPD individual key: 5667906

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	Jun 4, 2025	n/a	yes	PHOENIX, AZ\|WARETOWN, NJ	Current employment
SOUND INCOME STRATEGIES, LLC	Independent wealth	Nov 17, 2023	May 15, 2025	no	FORT LAUDERDALE, FL\|Waretown, NJ	Previous registration
BELPOINTE ASSET MANAGEMENT LLC	Independent wealth	Sep 5, 2019	Nov 21, 2023	no	WARETOWN, NJ\|RENO, NV	Previous registration
ARBOR POINT ADVISORS	Former SEC adviser	Apr 11, 2016	Aug 30, 2019	no	Waretown, NJ	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Mar 19, 2013	Apr 7, 2016	no	WEBSTER, NY\|MANAHAWKIN, NJ	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Nov 22, 2011	Mar 20, 2013	no	WILLIAMSTON, MI\|BARNEGAT, NJ	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Aug 11, 2009	Dec 4, 2009	no	WOODBRIDGE, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SOUND INCOME STRATEGIES, LLC	FOUNDATIONS INVESTMENT ADVISORS LLC	May 15, 2025	Jun 4, 2025	20	Firm change	RIA to RIA
BELPOINTE ASSET MANAGEMENT LLC	SOUND INCOME STRATEGIES, LLC	Nov 21, 2023	Nov 17, 2023	-4	Firm change	RIA to RIA
ARBOR POINT ADVISORS	BELPOINTE ASSET MANAGEMENT LLC	Aug 30, 2019	Sep 5, 2019	6	Firm change	Ibd to RIA
CETERA ADVISORS LLC	ARBOR POINT ADVISORS	Apr 7, 2016	Apr 11, 2016	4	Firm change	Other
INVEST FINANCIAL CORPORATION	CETERA ADVISORS LLC	Mar 20, 2013	Mar 19, 2013	-1	Firm change	Other
EQUITABLE ADVISORS, LLC	INVEST FINANCIAL CORPORATION	Dec 4, 2009	Nov 22, 2011	718	Firm change after gap	Other

Relationships

Registered with (7)

→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: current employment
Jun 4, 2025 to presentfactForm ADV
→ SOUND INCOME STRATEGIES, LLCRegistered adviserregistration: previous registration
Nov 17, 2023 to May 15, 2025factForm ADV
→ BELPOINTE ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Sep 5, 2019 to Nov 21, 2023factForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Apr 11, 2016 to Aug 30, 2019factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Mar 19, 2013 to Apr 7, 2016factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Nov 22, 2011 to Mar 20, 2013factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 11, 2009 to Dec 4, 2009factForm ADV

Dated events

Occurred
May 15, 2025
Advisor changed firm
George Kastanis left Sound Income Strategies, Llc for Foundations Investment Advisors Llc (registered 2025-06-04)
Form ADVobserved 5 days ago
Occurred
Nov 21, 2023
Advisor changed firm
George Kastanis left Belpointe Asset Management Llc for Sound Income Strategies, Llc (registered 2023-11-17)
Form ADVobserved 5 days ago