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Advisor at SOFI WEALTH LLC
SAN FRANCISCO, CA | Cottonwood Heights, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOFI WEALTH LLC | Bd affiliated wealth | Feb 28, 2019 | n/a | yes | Cottonwood Heights, UT|SAN FRANCISCO, CA | Current employment |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Apr 15, 2015 | Jul 12, 2017 | no | DRAPER, UT | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Apr 15, 2015 | Jul 12, 2017 | no | DRAPER, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Jul 12, 2017 | Apr 15, 2015 | -819 | Channel change | Other |
| TD AMERITRADE, INC. | SOFI WEALTH LLC | Jul 12, 2017 | Feb 28, 2019 | 596 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7870:111514:UT:2017-07-12 | Jul 12, 2017 | Apr 15, 2015 | DRAPER, UT | Firm change after gap |