This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

THE WEALTH BOUTIQUE

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66

First exam

Oct 16, 2018

First registration

Oct 17, 2018

Dual registered

no

Other names

Caroline Tanis

IAPD individual key

6809844

• Occurred

  May 18, 2022
  Advisor changed firm

  Caroline Ann Tanis left Merrill Lynch, Pierce, Fenner & Smith Incorporated for The Wealth Boutique (registered 2022-05-16)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c3f47123-6c30-e94b-3444-8384ab80c557

First observed

Oct 17, 2018

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.