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CRD 329009
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| Habibe Hakiqi | n/a | ROCHESTER, NY | 2 | 17 | n/a | no |
| Brian Thomas Ecker | Chartered Financial Analyst | Palm Harbor, FL | ROCHESTER, NY | 2 | 17 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Ecker, Brian, Thomas | Partner | C | yes | 12/2023 | Jan 11, 2024 | Dec 12, 2024 |
| Hakiqi, Habibe | MANAGING MEMBER / CEO / CIO / CCO | D | yes | 01/2024 | Jan 11, 2024 | Dec 12, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 25, 2026 | $188M | $0 | 2 | 2 | 1 | n/a | n/a |
| 2024 | Mar 28, 2025 | $176M | $0 | 2 | 2 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $188M | $176M | 7.0% | n/a | n/a | 2 | 2 | 1 | 1 |