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SEC-registered adviser

M••••• C••••••• L••

Asset manager (funds and pooled vehicles)CRD 329009SEC 801-129495websiteIAPD
Latest filing Mar 25, 2026
First filing on the tape Jan 11, 2024 · 5 filings
SEC status approved since Feb 12, 2024
RAUM
$188M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$94.2M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$188M as of Mar 25, 2026
Mar 28, 2025$176M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 25, 2026
Mar 28, 20252 then
Employees (5.A)2 as of Mar 25, 2026
Mar 28, 20252 then
Private funds: no history
RAUM +7.0% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
RAUM per advisor
$94.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$2.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+7.0%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Other investment advisers$188M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
74reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
H••••• H•••••Rochester, NyFeb 15, 202417 y0
B•••• T••••• E••••Chartered Financial AnalystPalm Harbor, Fl Feb 21, 202417 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • E••••• B••••• T••••• · Partnercontrol
        since 12/2023 · owns 25% to 50%
      • H•••••• H••••• · Managing Member / Ceo / Cio / Ccocontrol
        since 01/2024 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Rochester, Ny200
      Offices
      Schedule D 1.F, the 25 largest
      • , 1 employees
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • low discretionary shareStatic outlier · filing Mar 25, 2026
        discretionary share of RAUM of 0% against a peer median of 100% (1568 comparable advisers, 0.0th percentile, 33.7 robust deviations)
        peers: asset managers, $100M to $500M (1,568) · 0.0% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 79 to 74
        Mar 28, 2025 to Mar 25, 2026
      • Advisory activities · 2 to 1
        Mar 28, 2025 to Mar 25, 2026
      • Charity clients · 0.0 to unset
        Mar 28, 2025 to Mar 25, 2026
      • Corporate clients · 0.0 to unset
        Mar 28, 2025 to Mar 25, 2026
      • HNW clients · 0.0 to unset
        Mar 28, 2025 to Mar 25, 2026
      • Individual clients · 0.0 to unset
        Mar 28, 2025 to Mar 25, 2026
      • Pension plan clients · 0.0 to unset
        Mar 28, 2025 to Mar 25, 2026
      • Pooled vehicle clients · 0.0 to unset
        Mar 28, 2025 to Mar 25, 2026
      • Non-discretionary RAUM · $176M to $188M
        Mar 28, 2025 to Mar 25, 2026
      • RAUM · $176M to $188M
        Mar 28, 2025 to Mar 25, 2026
      • Accounts · 31 to 79
        Dec 12, 2024 to Mar 28, 2025
      • Business name · M••••• C••••••• L•• to M••••• C••••••• L••
        Dec 12, 2024 to Mar 28, 2025
      • HNW clients · unset to 0.0
        Dec 12, 2024 to Mar 28, 2025
      • Financial planning clients · 0 to
        Dec 12, 2024 to Mar 28, 2025
      • HQ city · unset to
        Dec 12, 2024 to Mar 28, 2025
      • HQ state · unset to
        Dec 12, 2024 to Mar 28, 2025
      • Legal name · M••••• C••••••• L•• to M••••• C••••••• L••
        Dec 12, 2024 to Mar 28, 2025
      • HNW RAUM · 17000000.0 to unset
        Dec 12, 2024 to Mar 28, 2025
      • Non-discretionary RAUM · $53.0M to $176M
        Dec 12, 2024 to Mar 28, 2025
      • RAUM · $53.0M to $176M
        Dec 12, 2024 to Mar 28, 2025
      • Discretionary RAUM · $17.0M to $0
        Jan 11, 2024 to Sep 12, 2024
      • Non-discretionary RAUM · $36.0M to $53.0M
        Jan 11, 2024 to Sep 12, 2024
      Signals
      2 dated events
      • M••••• C••••••• L•• reported RAUM $176.0M, up 232% from $53.0M (2024-12-12 to 2025-03-28)
        Mar 28, 2025 · RAUM change · derived
      • M••••• C••••••• L•• filed its initial SEC registration (Form ADV)
        Jan 11, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      m•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      (585) 636-2232reportedpublic record, Form ADV, Mar 25, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      $94.2Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026