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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Richard Liebchen

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

ST. PETERSBURG, FL | St. Petersburg, FL

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Search this name across graphsid dfx:ria:c407d414-303a-af48-50fa-3df70e31f3e3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: May 3, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 30, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 2
Registered states: 1
Exams: S65|S63
First exam: Jan 30, 1998
First registration: May 3, 2002
Dual registered: yes, broker-dealer
Other names: RICK LIEBCHEN|RICHARD LIEBCHEN
IAPD individual key: 2983273

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jan 30, 2020	n/a	yes	ST. PETERSBURG, FL\|St. Petersburg, FL	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Oct 4, 2018	n/a	yes	ST. PETERSBURG, FL\|St. Petersburg, FL	Current employment
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Jan 31, 2017	Mar 9, 2018	no	SAINT LOUIS, MO	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 4, 2011	Oct 4, 2016	no	PISCATAWAY, NJ\|MORRISTOWN, NJ	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 4, 2011	Oct 4, 2016	no	PISCATAWAY, NJ\|MORRISTOWN, NJ	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Nov 9, 2007	May 20, 2008	no	HACKENSACK, NJ	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	May 3, 2002	Apr 9, 2007	no	MILLBURN, NJ\|Millburn, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SCOTTRADE INVESTMENT MANAGEMENT	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Mar 9, 2018	Oct 4, 2018	209	Firm change	Ibd to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Oct 4, 2016	Jan 4, 2011	-2,100	Channel change	Other
TD AMERITRADE, INC.	SCOTTRADE INVESTMENT MANAGEMENT	Oct 4, 2016	Jan 31, 2017	119	Channel change	Other
ADVICE AND PLANNING SERVICES	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	May 20, 2008	Jan 4, 2011	959	Firm change after gap	Other
CHARLES SCHWAB & CO., INC.	ADVICE AND PLANNING SERVICES	Apr 9, 2007	Nov 9, 2007	214	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
169988:149018:MO:2018-03-08	Mar 9, 2018	Oct 4, 2018	SAINT LOUIS, MO	Firm change

Relationships

Registered with (7)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Jan 30, 2020 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Oct 4, 2018 to presentfactForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jan 31, 2017 to Mar 9, 2018factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 4, 2011 to Oct 4, 2016factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 4, 2011 to Oct 4, 2016factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Nov 9, 2007 to May 20, 2008factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
May 3, 2002 to Apr 9, 2007factForm ADV

Dated events

No dated event names this entity yet.