DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner10 years in industry

Adam Bashir Govani

Advisor at MERCER GLOBAL ADVISORS INC.

Menlo Park, CA | DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c410077b-eadb-e4bc-d3e2-f0bd53614ff0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 1, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERCER GLOBAL ADVISORS INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 1, 2016
First registration: Sep 1, 2016
Dual registered: no
IAPD individual key: 6634587

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERCER GLOBAL ADVISORS INC.	Independent wealth	Jan 5, 2026	n/a	yes	Menlo Park, CA\|DENVER, CO	Current employment
CONQUIS FINANCIAL LLC	Independent wealth	Oct 6, 2023	Jan 21, 2025	no	MILLBRAE, CA	Previous registration
SUMMITRY, LLC	Independent wealth	Aug 30, 2019	Sep 28, 2023	no	San Mateo, CA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Aug 14, 2017	Feb 1, 2019	no	Sacramento, CA	Previous registration
WADDELL & REED	Former SEC adviser	Sep 1, 2016	Aug 18, 2017	no	SACRAMENTO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONQUIS FINANCIAL LLC	MERCER GLOBAL ADVISORS INC.	Jan 21, 2025	Jan 5, 2026	349	Firm change	RIA to RIA
SUMMITRY, LLC	CONQUIS FINANCIAL LLC	Sep 28, 2023	Oct 6, 2023	8	Firm change	RIA to RIA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	SUMMITRY, LLC	Feb 1, 2019	Aug 30, 2019	210	Firm change	Ibd to RIA
WADDELL & REED	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Aug 18, 2017	Aug 14, 2017	-4	Firm change	Other

Relationships

Registered with (5)

→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: current employment
Jan 5, 2026 to presentfactForm ADV
→ CONQUIS FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 6, 2023 to Jan 21, 2025factForm ADV
→ SUMMITRY, LLCRegistered adviserregistration: previous registration
Aug 30, 2019 to Sep 28, 2023factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Aug 14, 2017 to Feb 1, 2019factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Sep 1, 2016 to Aug 18, 2017factForm ADV

Dated events

Occurred
Jan 21, 2025
Advisor changed firm
Adam Bashir Govani left Conquis Financial Llc for Mercer Global Advisors Inc. (registered 2026-01-05)
Form ADVobserved 4 days ago
Occurred
Sep 28, 2023
Advisor changed firm
Adam Bashir Govani left Summitry, Llc for Conquis Financial Llc (registered 2023-10-06)
Form ADVobserved 4 days ago