DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••• B••••• G•••••

M••••• G••••• A••••••• I•••independent RIAMenlo Park, Ca IA-onlyIAPD 6634587

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Jan 5, 2026

In the industry

10 y

since Apr 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• G••••• A••••••• I••• independent RIA current
since Jan 5, 2026 · Menlo Park, Ca
C•••••• F•••••••• L•• independent RIA
Oct 6, 2023 to Jan 21, 2025 · Millbrae, Ca
S•••••••• L•• independent RIA
Aug 30, 2019 to Sep 28, 2023 · San Mateo, Ca
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Aug 14, 2017 to Feb 1, 2019 · Sacramento, Ca
W•••••• • R••• former
Sep 1, 2016 to Aug 18, 2017 · Sacramento, Ca

Moves

a registration end followed by a registration begin elsewhere

C•••••• F•••••••• L•• to M••••• G••••• A••••••• I•••
left Jan 21, 2025, registered Jan 5, 2026 (349 days) · RIA to RIA
S•••••••• L•• to C•••••• F•••••••• L••
left Sep 28, 2023, registered Oct 6, 2023 (8 days) · RIA to RIA
C•••••••• I••••••••• R••••••• A•••••••• I••• to S•••••••• L••
left Feb 1, 2019, registered Aug 30, 2019 (210 days) · Affiliated broker-dealer or bank to independent RIA
W•••••• • R••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Aug 18, 2017, registered Aug 14, 2017 (-4 days) · Other

Signals

A••• B••••• G••••• left C•••••• F•••••••• L•• for M••••• G••••• A••••••• I••• (registered 2026-01-05)
Jan 21, 2025 · Advisor changed firm · fact
A••• B••••• G••••• left S•••••••• L•• for C•••••• F•••••••• L•• (registered 2023-10-06)
Sep 28, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address