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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Elliott N Singer

Advisor at PARK AVENUE SECURITIES LLC

Dayton, OH | WEST CHESTER, OH

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Search this name across graphsid dfx:ria:c41284b7-f6f7-386e-c75d-2cfaac4daaba

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Oct 10, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PARK AVENUE SECURITIES LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 4, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 6
Exams: S63|S65|S66
First exam: Jun 4, 2012
First registration: Oct 10, 2012
Dual registered: yes, broker-dealer
Other names: ELLIOTT SINGER|Elliott Neal Singer|ELLIOTT N. SINGER
IAPD individual key: 5925131

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Jul 10, 2024	n/a	yes	Dayton, OH\|WEST CHESTER, OH	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Sep 29, 2022	Jun 3, 2024	no	COLUMBUS, OH\|Centerville, OH	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Nov 30, 2020	Sep 16, 2022	no	COVINGTON, KY	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Nov 11, 2019	Oct 12, 2020	no	Oakwood, OH	Previous registration
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Nov 27, 2013	Jul 28, 2014	no	GILROY, CA	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Oct 10, 2012	Oct 8, 2013	no	Campbell, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	PARK AVENUE SECURITIES LLC	Jun 3, 2024	Jul 10, 2024	37	Firm change	Ibd to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	PRUCO SECURITIES, LLC	Sep 16, 2022	Sep 29, 2022	13	Firm change	Ibd to ibd
J.P. MORGAN SECURITIES LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Oct 12, 2020	Nov 30, 2020	49	Firm change	Wirehouse to ibd
ALLSTATE FINANCIAL ADVISORS, LLC	J.P. MORGAN SECURITIES LLC	Jul 28, 2014	Nov 11, 2019	1,932	Firm change after gap	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	ALLSTATE FINANCIAL ADVISORS, LLC	Oct 8, 2013	Nov 27, 2013	50	Firm change	Other

Relationships

Registered with (6)

→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: current employment
Jul 10, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Sep 29, 2022 to Jun 3, 2024factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Nov 30, 2020 to Sep 16, 2022factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Nov 11, 2019 to Oct 12, 2020factForm ADV
→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 27, 2013 to Jul 28, 2014factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Oct 10, 2012 to Oct 8, 2013factForm ADV

Dated events

Occurred
Jun 3, 2024
Advisor changed firm
Elliott N Singer left Pruco Securities, Llc for Park Avenue Securities Llc (registered 2024-07-10)
Form ADVobserved 5 days ago
Occurred
Sep 16, 2022
Advisor changed firm
Elliott N Singer left Fidelity Personal And Workplace Advisors for Pruco Securities, Llc (registered 2022-09-29)
Form ADVobserved 5 days ago