DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•••••• N• S•••••

P••• A••••• S••••••••• L••BD affiliatedDayton, Oh dual registrantIAPD 5925131

Feed of 09/15/2026

Also filed as Elliott Singer

At current firm

2 y

since Jul 10, 2024

In the industry

14 y

since Jun 4, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P••• A••••• S••••••••• L•• BD affiliated current
since Jul 10, 2024 · Dayton, Oh
P•••• S••••••••• L•• no RAUM
Sep 29, 2022 to Jun 3, 2024 · Columbus, Oh
F••••••• P••••••• A•• W•••••••• A••••••• former
Nov 30, 2020 to Sep 16, 2022 · Covington, Ky
J••• M••••• S••••••••• L•• wirehouse
Nov 11, 2019 to Oct 12, 2020 · Oakwood, Oh
A••••••• F•••••••• A•••••••• L•• BD affiliated
Nov 27, 2013 to Jul 28, 2014 · Gilroy, Ca
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Oct 10, 2012 to Oct 8, 2013 · Campbell, Ca

Moves

a registration end followed by a registration begin elsewhere

P•••• S••••••••• L•• to P••• A••••• S••••••••• L••
left Jun 3, 2024, registered Jul 10, 2024 (37 days) · Affiliated broker-dealer or bank to another
F••••••• P••••••• A•• W•••••••• A••••••• to P•••• S••••••••• L••
left Sep 16, 2022, registered Sep 29, 2022 (13 days) · Affiliated broker-dealer or bank to another
J••• M••••• S••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Oct 12, 2020, registered Nov 30, 2020 (49 days) · Wirehouse to affiliated broker-dealer or bank
A••••••• F•••••••• A•••••••• L•• to J••• M••••• S••••••••• L••
left Jul 28, 2014, registered Nov 11, 2019 (1932 days) · Other
N••••••••• M••••• I••••••••• S••••••••• to A••••••• F•••••••• A•••••••• L••
left Oct 8, 2013, registered Nov 27, 2013 (50 days) · Other

Signals

E•••••• N• S••••• left P•••• S••••••••• L•• for P••• A••••• S••••••••• L•• (registered 2024-07-10)
Jun 3, 2024 · Advisor changed firm · fact
E•••••• N• S••••• left F••••••• P••••••• A•• W•••••••• A••••••• for P•••• S••••••••• L•• (registered 2022-09-29)
Sep 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address