DFX Intelligence

T••••• J••••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

T••••• J••••• F••••••

Advisor at H••••••• A••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:c4182098-5e65-2380-5148-dd892e62b8c9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 9, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 18, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• A••••••• L••	State registered	Apr 14, 2026	n/a	yes	Jupiter, FL\|WOODBURY, NY\|Woodbury, NY	Current employment
M• H••••••• S••••••••• I•••	Bd affiliated wealth	Feb 23, 2026	Apr 28, 2026	no	WOODBURY, NY\|PORTLAND, OR\|PORTLAND, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M• H••••••• S••••••••• I•••	H••••••• A••••••• L••	Apr 28, 2026	Apr 14, 2026	-14	Firm change	Ibd to state RIA
U•• F•••••••• S••••••• I•••	M• H••••••• S••••••••• I•••	Aug 31, 2011	Feb 28, 2013

Relationships

Registered with (3)

→ H••••••• A••••••• L••Registered adviserregistration: current employment
Apr 14, 2026 to presentfactForm ADV
→ M• H••••••• S••••••••• I•••Registered adviserregistration: previous registration
Feb 23, 2026 to Apr 28, 2026factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
May 9, 2011 to Aug 31, 2011factForm ADV

Dated events

Occurred
Apr 28, 2026
Advisor changed firm
T••••• J••••• F•••••• left M• H••••••• S••••••••• I••• for H••••••• A••••••• L•• (registered 2026-04-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c4182098-5e65-2380-5148-dd892e62b8c9
First observed: May 9, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.