RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• J••••• F••••••
- H••••••• A••••••• L•• state registered currentsince Apr 14, 2026 · Jupiter, Fl
- M• H••••••• S••••••••• I••• BD affiliatedFeb 23, 2026 to Apr 28, 2026 · Woodbury, Ny
- M• H••••••• S••••••••• I••• BD affiliatedFeb 5, 2018 to Feb 23, 2026 · Woodbury, Ny
- M• H••••••• S••••••••• I••• BD affiliatedFeb 28, 2013 to Oct 6, 2014 · Woodbury, Ny
- U•• F•••••••• S••••••• I••• wirehouseMay 9, 2011 to Aug 31, 2011 · Melville, Ny
- M• H••••••• S••••••••• I••• to H••••••• A••••••• L••left Apr 28, 2026, registered Apr 14, 2026 (-14 days) · Affiliated broker-dealer or bank to a state-registered adviser
- U•• F•••••••• S••••••• I••• to M• H••••••• S••••••••• I•••left Aug 31, 2011, registered Feb 28, 2013 (547 days) · Other
- T••••• J••••• F•••••• left M• H••••••• S••••••••• I••• for H••••••• A••••••• L•• (registered 2026-04-14)Apr 28, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address