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Advisor at KESTRA ADVISORY SERVICES, LLC
Williston, ND | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 15, 2021 | n/a | yes | AUSTIN, TX|Williston, ND | Current employment |
| PERSONAL WEALTH PARTNERS LLC | Former SEC adviser | Mar 22, 2016 | Nov 15, 2021 | no | Williston, ND|BLOOMINGTON, MN | Previous registration |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Mar 11, 2014 | Sep 2, 2015 | no | FARGO, ND|GRAND FORKS, ND | Previous registration |
| CAPITAL FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 7, 2013 | Dec 20, 2013 | no | KENMARE, ND|Minot, ND | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | May 25, 2006 | Oct 20, 2006 | no | BEDFORD, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PERSONAL WEALTH PARTNERS LLC | KESTRA ADVISORY SERVICES, LLC | Nov 15, 2021 | Nov 15, 2021 | 0 | Firm change | RIA to ibd |
| ADVICE AND PLANNING SERVICES | PERSONAL WEALTH PARTNERS LLC | Sep 2, 2015 | Mar 22, 2016 | 202 | Firm change | Other |
| CAPITAL FINANCIAL SERVICES, INC. | ADVICE AND PLANNING SERVICES | Dec 20, 2013 | Mar 11, 2014 | 81 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | CAPITAL FINANCIAL SERVICES, INC. | Oct 20, 2006 | Jan 7, 2013 | 2,271 | Firm change after gap | Other |