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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

PERSONAL WEALTH PARTNERS LLC

CRD 172055

BLOOMINGTON, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2209191e-6c3b-ad3e-e198-dae2b971115b

Data as of Aug 19, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 17
On other graphs: 0
Observed: Aug 7, 2014 to Aug 19, 2022
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $631MItem 5.F on the latest filing (2022-08-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $631M
Private client RAUM: $617MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16
Advisory employees: 9
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,857
Individual clients: 570
High net worth clients: 215
Custody, client assets: $279M
SEC number: 801-80198
CRD: 172055
Filings on the tape: 29
First filed: Aug 7, 2014
Latest filed: Aug 19, 2022
Organised: Limited Liability Company, Minnesota

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
STEICHEN, DANIEL, EDWARD	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	E	yes	06/2014	Aug 7, 2014	Aug 19, 2022

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
RIVER FALLS	Wi	United States	2	yes
Williston	Nd	United States	0	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Feb 1, 2022	$631M	$631M	16	9	2	n/a	n/a
2020	Mar 9, 2021	$587M	$587M	19	10	2	n/a	n/a
2019	Mar 27, 2020	$571M	$571M	19	19	2	n/a	n/a
2018	Mar 22, 2019	$489M	$489M	10	10	2	n/a	n/a
2017	Mar 28, 2018	$449M	$449M	11	8	2	n/a	n/a
2016	Mar 16, 2017	$365M	$365M	10	9	n/a	n/a	n/a
2015	Mar 29, 2016	$266M	$266M	8	5	n/a	n/a	n/a
2014	Mar 13, 2015	$251M	$251M	9	1	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$631M	$587M	7.5%	$489M	8.9%	16	19	2	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CX INSTITUTIONAL, LLC	3	Oct 25, 2022	Jun 22, 2022	BLOOMINGTON, MN	Team lift out	RIA to RIA	30.0%
CONCORD WEALTH PARTNERS	2	May 20, 2022	Nov 29, 2022	BLOOMINGTON, MN	Team lift out	RIA to RIA	18.2%

Relationships

Controls (1)

← STEICHEN, DANIEL, EDWARDOwnerMANAGING MEMBER & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Aug 7, 2014 to presentfactForm ADV

Moved with (2)

→ CONCORD WEALTH PARTNERSRegistered adviser2 advisors, team lift out, same day
May 20, 2022 to Nov 29, 2022factForm ADV
→ CX INSTITUTIONAL, LLCRegistered adviser3 advisors, team lift out, same day
Oct 25, 2022 to Jun 22, 2022factForm ADV

Registered with (16)

← Ruth MillerAdvisorregistration: previous registration
Feb 6, 2019 to Oct 25, 2022factForm ADV
← DANIEL EDWARD STEICHENAdvisorregistration: previous registration
Aug 20, 2014 to Oct 25, 2022factForm ADV
← SUSAN GAY ISAACSONAdvisorregistration: previous registration
Feb 16, 2016 to Oct 25, 2022factForm ADV
← THOMAS ANDREW KNIPPAAdvisorregistration: previous registration
May 2, 2022 to Oct 25, 2022factForm ADV
← BRIAN DAVID NEALAdvisorregistration: previous registration
Jun 30, 2022 to Oct 25, 2022factForm ADV
← Laura MortonAdvisorregistration: previous registration
May 2, 2022 to Oct 25, 2022factForm ADV
← BRIAN Anthony JAMESAdvisorregistration: previous registration
May 3, 2022 to Oct 25, 2022factForm ADV
← TREVOR HOPKINSAdvisorregistration: previous registration
Dec 22, 2021 to Oct 25, 2022factForm ADV
← Benjamin Keith StreeterAdvisorregistration: previous registration
May 2, 2022 to Oct 25, 2022factForm ADV
← William Gregory ChrismanAdvisorregistration: previous registration
May 2, 2022 to Oct 25, 2022factForm ADV
← MICHAEL PAUL POISSANTAdvisorregistration: previous registration
Mar 22, 2018 to May 20, 2022factForm ADV
← MARISSA MCCLEARY KLAERSAdvisorregistration: previous registration
Mar 22, 2018 to May 20, 2022factForm ADV
← STEVEN JOSEPH SCHOEDERAdvisorregistration: previous registration
Jan 4, 2021 to May 18, 2022factForm ADV
← MATTHEW JAMES QUINNAdvisorregistration: previous registration
May 18, 2016 to May 18, 2022factForm ADV
← GARY DEAN RYBERGAdvisorregistration: previous registration
Mar 22, 2016 to Nov 15, 2021factForm ADV
← Brittany TraubAdvisorregistration: previous registration
Sep 20, 2019 to Feb 24, 2020factForm ADV

Dated events

Occurred
Oct 25, 2022
Team lift-out
3 advisors left Personal Wealth Partners LLC (Bloomington, MN) for CX Institutional, LLC on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Oct 25, 2022
Advisor changed firm
Laura Morton left Personal Wealth Partners Llc for Kestra Advisory Services, Llc (registered 2025-08-07)
Form ADVobserved 4 days ago
Occurred
Oct 25, 2022
Advisor changed firm
Brian Anthony James left Personal Wealth Partners Llc for Pnc Wealth Management (registered 2024-03-06)
Form ADVobserved 4 days ago
Occurred
Oct 25, 2022
Advisor changed firm
William Gregory Chrisman left Personal Wealth Partners Llc for Miller Private Wealth Llc (registered 2022-12-05)
Form ADVobserved 4 days ago
Occurred
Oct 25, 2022
Advisor changed firm
Ruth Miller left Personal Wealth Partners Llc for Cx Institutional, Llc (registered 2022-06-20)
Form ADVobserved 4 days ago
Occurred
Oct 25, 2022
Advisor changed firm
Daniel Edward Steichen left Personal Wealth Partners Llc for Lpl Financial Llc (registered 2017-05-26)
Form ADVobserved 4 days ago
Occurred
Oct 25, 2022
Advisor changed firm
Benjamin Keith Streeter left Personal Wealth Partners Llc for Sym Financial Advisors (registered 2025-06-06)
Form ADVobserved 4 days ago
Occurred
Oct 25, 2022
Advisor changed firm
Susan Gay Isaacson left Personal Wealth Partners Llc for Cx Institutional, Llc (registered 2022-06-20)
Form ADVobserved 4 days ago
Occurred
Oct 25, 2022
Advisor departed, no destination yet
Brian David Neal no longer registered at Personal Wealth Partners Llc; no later IA registration on IAPD
Form ADVobserved 4 days ago
Occurred
Oct 25, 2022
Advisor changed firm
Trevor Hopkins left Personal Wealth Partners Llc for Cx Institutional, Llc (registered 2022-06-22)
Form ADVobserved 4 days ago
Occurred
Oct 25, 2022
Advisor departed, no destination yet
Thomas Andrew Knippa no longer registered at Personal Wealth Partners Llc; no later IA registration on IAPD
Form ADVobserved 4 days ago
Occurred
May 20, 2022
Team lift-out
2 advisors left Personal Wealth Partners LLC (Bloomington, MN) for Concord Wealth Partners on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
May 20, 2022
Advisor changed firm
Marissa Mccleary Klaers left Personal Wealth Partners Llc for Concord Wealth Partners (registered 2022-11-29)
Form ADVobserved 4 days ago
Occurred
May 20, 2022
Advisor changed firm
Michael Paul Poissant left Personal Wealth Partners Llc for Concord Wealth Partners (registered 2022-11-29)
Form ADVobserved 4 days ago
Occurred
May 18, 2022
Advisor changed firm
Steven Joseph Schoeder left Personal Wealth Partners Llc for United Planners' Financial Services Of America A Limited Partner (registered 2022-05-23)
Form ADVobserved 4 days ago
Occurred
May 18, 2022
Advisor changed firm
Matthew James Quinn left Personal Wealth Partners Llc for Great Valley Advisor Group, Llc (registered 2023-04-24)
Form ADVobserved 4 days ago
Occurred
Aug 7, 2014
First Form ADV filing
Personal Wealth Partners Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2209191e-6c3b-ad3e-e198-dae2b971115b
First observed: Aug 7, 2014
Last observed: Aug 19, 2022 49 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PERSONAL WEALTH PARTNERS LLC

CRD 172055

BLOOMINGTON, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2209191e-6c3b-ad3e-e198-dae2b971115b

Data as of Aug 19, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:58 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

STEICHEN, DANIEL, EDWARD

MANAGING MEMBER & CHIEF COMPLIANCE OFFICER

yes

06/2014

Aug 7, 2014

Aug 19, 2022

City

State

Country

Employees

Also broker-dealer

RIVER FALLS

United States

yes

Williston

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Feb 1, 2022

$631M

n/a

2020

Mar 9, 2021

$587M

n/a

2019

Mar 27, 2020

$571M

n/a

2018

Mar 22, 2019

$489M

n/a

2017

Mar 28, 2018

$449M

n/a

2016

Mar 16, 2017

$365M

n/a

2015

Mar 29, 2016

$266M

n/a

2014

Mar 13, 2015

$251M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$631M

$587M

7.5%

$489M

8.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CX INSTITUTIONAL, LLC

Oct 25, 2022

Jun 22, 2022

BLOOMINGTON, MN

Team lift out

RIA to RIA

30.0%

CONCORD WEALTH PARTNERS

May 20, 2022

Nov 29, 2022

BLOOMINGTON, MN

Team lift out

RIA to RIA

18.2%