DFX Intelligence

Data Factory

L•••• R••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner22 years in industry

L•••• R••• T•••••

Advisor at C•••••••

FT MYERS, FL | INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c42b1a71-75f9-c43c-6015-82469bacac3d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 29, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 28, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Oct 16, 2023	n/a	yes	FT MYERS, FL\|INDIANAPOLIS, IN	Current employment
C••••• C•••••• A•••••••• L••	Former SEC adviser	May 15, 2007	Aug 9, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• C•••••• A•••••••• L••	C•••••••	Aug 9, 2024	Oct 16, 2023	-298	Firm change after gap	Other
E•••• • Y•••• I••••••••• A••••••• L••	C••••• C•••••• A•••••••• L••	Jul 11, 2005

Relationships

Registered with (3)

→ C•••••••Registered adviserregistration: current employment
Oct 16, 2023 to presentfactForm ADV
→ C••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
May 15, 2007 to Aug 9, 2024factForm ADV
→ E•••• • Y•••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 29, 2004 to Jul 11, 2005factForm ADV

Dated events

Occurred
Aug 9, 2024
Advisor changed firm
L•••• R••• T••••• left C••••• C•••••• A•••••••• L•• for Captrust (registered 2023-10-16)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c42b1a71-75f9-c43c-6015-82469bacac3d
First observed: Jun 29, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.